New Account Disclosures

We use this area when opening new accounts and to keep current clients abreast of any changes to our disclosure documents. In addition to required annual updates, clients will also receive an email notifying them when any material disclosure information is revised. 

If you click on the blue links below, the disclosure document will open in your browser window. Select 'back' in your browser to return to this page.

Advisor’s Disclosure & Marketing Documents

1. Edelman Financial Engines Suitability Questionnaire
2. Edelman Financial Engines Guide to Portfolio Selection Questionnaire
3. Edelman Financial Engines Form ADV Part 2A & 2B
4. Edelman Financial Engines Schedule H Wrap Program Brochure
5. Edelman Financial Engines Privacy Policy
6. Edelman Financial Engines Marketing Brochure
7. Edelman Financial Engines model fact sheets for seven of our most popular client portfolios. You will use the Edelman Guide to Portfolio Selection process to choose your own personalized portfolio from the over 100 portfolios available that are customized for risk, investing time horizon, withdrawals, etc.
   1. Adams
   2. Hamilton
   3. Haynes
   4. Madison
   5. Marshall
   6. Monroe
   7. Washington
8. ​Edelman Financial Engines Estimated Expenses
9. Edelman Financial Engines Tri-Party Investment Management Agreement

Custodian’s Disclosure & Marketing Documents

10. Special Tax Notice on Rollovers (402f)
11. TD Ameritrade Core Account Prospectus
12. TD Ameritrade Institutional Disclosure Packet
13. TD Ameritrade IRA Custodial Account Agreement
14. TD Ameritrade IRA Account Application
15. TD Ameritrade Move Money Form
16. TD Ameritrade IRA Distribution/Withholding Form
17. TD Ameritrade Account Transfer Form

Consultants Disclosure & Marketing Documents

18. Weiser Financial Group LLC Form ADV Part 2 (adviserinfo.sec.gov)
    1. Disclosure of Referral Agreement (In Form ADV Part 2, p.5)

19. Weiser Financial Group LLC Disclosure Packet
    1. ​Privacy Policy
    2. Anti-Money Laundering Compliance Program Disclosure
    3. Business Continuity Plan & Succession Disclosure
20. Weiser Financial Group LLC Client Agreement