New Account Disclosures


We use this area when opening new accounts and to keep current clients abreast of any changes to our disclosure documents. In addition to required annual updates, clients will also receive an email notifying them when any material disclosure information is revised. 


If you click on the blue links below, the disclosure document will open in your browser window. Select 'back' in your browser to return to this page.


Advisor’s Disclosure & Marketing Documents

  1. Edelman Financial Engines Suitability Questionnaire
  2. Edelman Financial Engines Guide to Portfolio Selection Questionnaire
  3. Edelman Financial Engines Form ADV Part 2A & 2B
  4. Edelman Financial Engines Schedule H Wrap Program Brochure
  5. Edelman Financial Engines Privacy Policy
  6. Edelman Financial Engines Marketing Brochure
  7. Edelman Financial Engines model fact sheets for seven of our most popular client portfolios. You will use the Edelman Guide to Portfolio Selection process to choose your own personalized portfolio from the over 100 portfolios available that are customized for risk, investing time horizon, withdrawals, etc.
    1. Adams
    2. Hamilton
    3. Haynes
    4. Madison
    5. Marshall
    6. Monroe
    7. Washington
  8. Edelman Financial Engines Estimated Expenses
  9. Edelman Financial Engines Tri-Party Investment Management Agreement


Custodian’s Disclosure & Marketing Documents

  1. Special Tax Notice on Rollovers (402f)
  2. TD Ameritrade Core Account Prospectus
  3. TD Ameritrade Institutional Disclosure Packet
  4. TD Ameritrade IRA Custodial Account Agreement
  5. TD Ameritrade IRA Account Application
  6. TD Ameritrade Move Money Form
  7. TD Ameritrade IRA Distribution/Withholding Form
  8. TD Ameritrade Account Transfer Form


Consultants Disclosure & Marketing Documents

  1. Weiser Financial Group LLC Form ADV Part 2 (
    1. Disclosure of Referral Agreement (In Form ADV Part 2, p.5)
  1. Weiser Financial Group LLC Disclosure Packet
    1. Privacy Policy
    2. Anti-Money Laundering Compliance Program Disclosure
    3. Business Continuity Plan & Succession Disclosure
  2. Weiser Financial Group LLC Client Agreement 
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©2008-2023 Weiser Financial Group LLC, Sarasota, Florida provides unsolicited, non-biased education, not a recommendation on any retirement assets. The prohibited transaction rules do not apply. All information is presented as investor education, not investor advice and should be interpreted to be without any sales pitch or bias towards any specific investment products. The objective of Weiser Financial Group LLC’s Website is to deliver meaningful investment education to investors and plan participants in accordance with Department of Labor (DOL) provisions. This website is not a solicitation or offer to buy or sell any product or service, any security, any group of securities or any investment advisory services with regard to securities. The accuracy and completeness of the information is not guaranteed. Weiser Financial Group LLC and Edelman Financial Engines LLC are two unaffiliated advisors registered under the Investment Advisers Act of 1940.